Canadian Policing Research Catalogue

Location

Canadian Policing Research

Resource

e-Books

Authors

• Lokanan, Eshwar Mark, author.
• Brockman, Joan, degree supervisor.
• Simon Fraser University, degree granting institution.

Publishers

• [Burnaby, BC] : Simon Fraser University, 2012.

Bibliography

Includes bibliographical references.

Description

1 online resource (xiii, 267 pages) : charts

Note

"Summer 2012".
Thesis (M.A.)--Simon Fraser University, 2012.

Summary

"This dissertation examines the enforcement practices of the Investment Dealers Association of Canada (IDA), the national self-regulatory organization responsible for policing investment dealers and Member firms that trade in the debt and equity markets."--Abstract.

Subject

• Investment Dealers Association of Canada.
• Investment Industry Regulatory Organization of Canada.
• Accounting fraud - Canada.
• Securities fraud - Canada.
• Accounting - Self-regulation - Canada.
• Investment banking - Self-regulation - Canada.
• Securities industry - Self-regulation - Canada.
• Investment fraud.
• Misconduct funnel.
• Dissertations, Academic - Canada.